Contract · Hybrid
Investment Compliance Analyst
This is an excellent opportunity for a junior compliance professional to gain high-level exposure at a top-tier investment firm in Boston. The role balances traditional ethics oversight with a modern focus on technology and automation, making it ideal for someone who wants to modernize financial workflows. It offers a clear path to becoming a specialized compliance officer in the asset management space.
Daley and Associates · Boston, Massachusetts, United States · Posted 18 April 2026
The role
Overview
This is an excellent opportunity for a junior compliance professional to gain high-level exposure at a top-tier investment firm in Boston. The role balances traditional ethics oversight with a modern focus on technology and automation, making it ideal for someone who wants to modernize financial workflows. It offers a clear path to becoming a specialized compliance officer in the asset management space.
What they need
Requirements & Skills
Key Responsibilities
- Advise employees on Code of Ethics policies and regulatory requirements
- Optimize compliance programs using technology and data-driven insights
- Coordinate with global risk and audit teams to ensure policy consistency
- Draft and maintain formal operational procedures and documentation
- Assist in the preparation of responses for regulatory examinations
Essential
- Bachelor’s degree in Finance, Business, Computer Science, or a related field
- 1-3 years of professional experience in compliance, operational risk, or business controls
- Background within the financial services industry
- Ability to work on-site in Boston 4 days per week
Preferred
- Experience with Business Intelligence (BI) tools
- Familiarity with automation software such as Power Automate or Alteryx
- Knowledge of Generative AI applications for process improvement
- Experience with Power BI
Key Skills
Regulatory compliance monitoringConflict of interest mitigationData analysis and reportingCross-functional collaborationTechnical writing for operational proceduresPublic speaking and training deliveryProblem-solving and analytical thinking
Networking
People to Know
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Perks
Benefits & perks
- Competitive hourly pay rate
- Hybrid work flexibility (1 day remote)
- Exposure to a leading global investment firm
- Opportunity to work with cutting-edge automation tools
- Professional development in regulatory compliance
Next step
Apply now
Found via www.daleyaa.com