Full-time · On-site
Compliance Analyst
This is a foundational compliance role within a major global investment firm, offering a rare blend of technical oversight and cross-departmental collaboration. It is an ideal entry point for a detail-oriented professional looking to build a career in the high-stakes world of asset management. The role stands out for its direct connection to trading operations and its influence on firm-wide policy maintenance.
Boston Partners · Boston, Massachusetts, United States · Posted 18 April 2026
The role
Overview
This is a foundational compliance role within a major global investment firm, offering a rare blend of technical oversight and cross-departmental collaboration. It is an ideal entry point for a detail-oriented professional looking to build a career in the high-stakes world of asset management. The role stands out for its direct connection to trading operations and its influence on firm-wide policy maintenance.
What they need
Requirements & Skills
Key Responsibilities
- Conducting ongoing reviews of investment guidelines for equity accounts
- Monitoring and resolving automated compliance exception reports
- Drafting and certifying client guideline reports
- Partnering with equity traders to address compliance queries
- Executing periodic audits of internal policies and procedures
- Updating and refining compliance manuals and documentation
Essential
- Bachelor’s degree from an accredited institution
- Ability to prioritize tasks effectively in a high-pressure, fast-paced setting
- Exceptional organizational capabilities and a high degree of accuracy
- Strong professional communication skills for interacting with senior management
- Capacity to handle confidential and sensitive investment data with discretion
Preferred
- Prior experience within the asset management or investment industry
- Familiarity with Charles River IMS Compliance Monitoring and Management software
- 1-2 years of professional experience in a related compliance or financial role
Key Skills
Microsoft Excel proficiencyMicrosoft Word proficiencyAnalytical problem-solvingAudit and reporting techniquesRegulatory guideline interpretation
Networking
People to Know
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Perks
Benefits & perks
- Generous employee benefits package
- Eligibility for a discretionary performance bonus
- Professional development within a global investment firm
- Opportunity to work in a high-reputation financial environment
Next step
Apply now
Found via careers.tufts.edu